INGOT Brokers Australia | License & Regulations

License & Regulations

INGOT Brokers is the registered business name of INGOT Brokers (AUSTRALIA) Pty Ltd ABN 87159895431, ACN 159895431 and is regulated by the Australian Securities and Investments Commission (ASIC), INGOT Brokers holds an Australian Financial Services License No. 428015.

About ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets, and financial services regulator. It is responsible for ensuring that Australia's financial markets are fair and transparent, and supported by confident and informed investors and consumers. ASIC is an independent Commonwealth Government body that sets up under and administers the Australian Securities and Investments Commission Act (ASIC Act). ASIC carries out most of its work under the Corporations Act.

ASIC requires licensed financial services providers to meet strict capital requirements and implement strict internal procedures including risk management, staff training, accounting and audits.

Social responsibility

Recognizing how important social responsibility is to Ingot`s customers, we focus on the main categories of corporate social responsibility (CSR):

  • Environmental efforts: One primary focus of Ingot is the environment. As awareness have been raised regarding the importance of reducing carbon footprint. Steps have been taken to reduce those footprints which were considered both good for the company and society as a whole, these steps includes using energy saving bulbs, no paper policy by keeping digital copies of all transaction rather than the old paper and file system.
  • Philanthropy: Ingot also practice social responsibility by donating to local and regional charities, the main focus is charities concerned with preserving human dignities, empowering women and refugees harboring in this time of war and terror.
  • Ethical labor practices: The main focus is to treat employees on fair and ethical grounds, since Ingot operates on many international grounds, it has an international ethical code of conduct which is revisited and evaluated frequently to ensure that all employees (no matter of religion, ethnicity & gender) are being treated in equal matter, work in equal conditions and fairly compensated.
  • Volunteering: Frequent visits to orphanages, attending volunteer events says a lot about our core values. By doing good deeds without expecting anything in return, Ingot instills in its employees the art of giving from the heart, humility and the sense of giving back to community.