INGOT Brokers Australia | License & Regulations

License & Regulations

INGOT Brokers is the registered business name of INGOT Brokers (AUSTRALIA) Pty Ltd ABN 87159895431, ACN 159895431 and is regulated by the Australian Securities and Investments Commission (ASIC), INGOT Brokers holds an Australian Financial Services License No. 428015.

About ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets, and financial services regulator. It is responsible for ensuring that Australia's financial markets are fair and transparent, and supported by confident and informed investors and consumers. ASIC is an independent Commonwealth Government body that sets up under and administers the Australian Securities and Investments Commission Act (ASIC Act). ASIC carries out most of its work under the Corporations Act.

ASIC requires licensed financial services providers to meet strict capital requirements and implement strict internal procedures including risk management, staff training, accounting and audits.